The 12th annual Hedge Fund General Counsel and Compliance Officer Summit comes to the New York Marriott Marquis on September 27th, 2018. The 2-day Corporate Counsel event will offer best practices for ensuring regulatory compliance, and will provide hedge fund investors and managers with tools needed to tackle important industry issues.
After attending the Summit, participants will understand how to apply the education to their own goals and within their firms. This event provides the opportunity to earn CLE credits, up to 14, including 1 ethics credit.
Why Attend the Hedge Fund General Counsel and Compliance Officer Summit?
Today, it’s more important than ever for hedge fund managers to have effective compliance and legal programs in place. Having a clear understanding of the most current regulatory rules, and knowing their implications, is essential.
If you practice in this field, you need to know the strategies and solutions that will help you address operational and legal issues and challenges associated with managing fund structure, investors and marketing. Knowing how to conduct business in general in this field is vital, particularly as the industry faces frequent hardships generating returns. There is now a trend turning away from active hedge fund management. Do you know how to evolve with the times?
Who Should You Attend the 2018 Summit?
If you take on any of the following roles actively or in a support position, you should attend the Hedge Fund General Counsel and Compliance Officer Summit:
● General Counsel
● General Counsel & Chief Compliance Officer
● Chief Legal Officer
● Chief Compliance Officer
● Compliance Officer
● Director/Head of Compliance
● Assistant General Counsel
● Associate General Counsel
● Chief Counsel
● Chief Administrative Officer
● Chief Operating Officer
● In-House Counsel
● Head of Legal & Investment Structuring
● Managing Director
For professionals in these roles within the following organizations, it’s in your best benefit to attend the Summit:
● Alternative investments
● Fund sponsors
● Hedge funds
● Insurance companies
● Infrastructure funds
● Investment advisors
● Law enforcement agencies
● Regulatory agencies
● Pension plans
● Wealth managers
● Sovereign wealth funds
What to Expect from This Year’s Summit
Participants at this year’s Hedge Fund General Counsel and Compliance Officer Summit will network with and hear from in-house counsel and compliance officers working with top-tier firms. They’ll learn from and mingle with government/regulatory officials from the most current administration.
By attending the summit, you can gain a greater understanding of the latest SEO goals, mandates and regulatory priorities under Chairman Jay Clayton. You’ll also walk away with knowledge of the enforcement landscape in general.
Prepare to obtain the tools needed to deal with compliance and legal implications on hedge funds as a result of the change in management structure.
This summit is also relevant for Managing Directors, Partners and Chief/Senior Executives who focus their practice on Funds, Investment Funds, Securities, and Privacy/Security. It is a perfect education opportunity to embrace along with required CLE courses.